IN THE UNITED STATES COURT OF FEDERAL CLAIMS

__________________________________________

KLAMATH IRRIGATION DISTRICT et al.,                         )

           )

Plaintiffs,                                                                   )

           )

v.                                                                                )           No. 01-591 L

           )          

UNITED STATES OF AMERICA ,                                  )           Judge Diane Gilbert Sypolt       

           )

Defendant.                                                                            )

__________________________________________)          

 

MEMORANDUM SUPPORTING

PLAINTIFFS’ MOTION FOR PARTIAL SUMMARY JUDGMENT

 

INTRODUCTION AND SUMMARY OF ARGUMENT

 

This case arises from restrictions imposed by the federal government under the Endangered Species Act (ESA), 16 U.S.C. §§1531-1544 (2003).  The key question presented for review has been asked and answered in many different contexts and by many different decision makers:  Do the Klamath Project water users have a vested property right (water right appurtenant to their land), which the federal government cannot take from them, without payment of just compensation? 

The United States Supreme Court has repeatedly held that the water users who put the water to beneficial use in a Reclamation Project have a property right. See, e.g., Ickes v. Fox, 300 U.S. 82, 95 (1937) (“[B]y the terms of the law and of the contract already referred to, the water rights became the property of the landowners, wholly distinct from the property right of the government in the irrigation works.”);  Nevada v. United States, 463 U.S. 110, 126 (1983) (“[T]he Government is completely mistaken if it believes that the water rights confirmed to it . . . were like so many bushels of wheat, to be bartered, sold, or shifted about as the Government might see fit.  Once these lands were acquired by settlers in the Project, the Government’s ‘ownership’ of the water rights was at most nominal; the beneficial interest in the rights confirmed to the Government resided in the owners of the land within the Project to which these water rights became appurtenant upon the application of Project water to the land.”).

The Supreme Court and this Court have also held that the federal government cannot take vested water rights, without payment of just compensation. See, e.g., Tulare Lake Basin Water Storage Dist. v. United States, 49 Fed. Cl. 313, 319 (2001) (“The federal government is certainly free to preserve the fish; it must simply pay for the water it takes to do so.”); see also Hage v. United States , 35 Fed. Cl. 147, 172 (1996) (holding that “[w]ater rights, like other property rights, are entitled to the full protection of the Constitution.”); Fort Mojave Indian Tribe v. United States, 23 Cl. Ct. 417, 427 (1991) (holding water rights are protected by the Fifth Amendment), aff’d, 64 F.3d 677 (Fed. Cir. 1995); Dugan v. Rank, 372 U.S. 609, 623 (1963) (“It follows that if any part of respondents’ claimed water rights were invaded it amounted to an interference therewith and a taking thereof – not a trespass.”); United States v. Gerlach Livestock Co., 339 U.S. 725, 752-53 (1950) (“No reason appears why those who get the waters should be spared from making whole those from whom they are taken.  Public interest requires appropriation; it does not require expropriation.”).

  Defendant United States , through the Department of Interior (Interior), has recognized that the landowners who put Klamath Reclamation Project (Klamath Project) water to beneficial use have a property right in that water.  In 1989, the Interior Solicitor provided a legal opinion to the Secretary of Interior stating that “water rights obtained by the Bureau in the name of the United States ,” belong to “the water user who puts the project water to beneficial use.” Filings of Claims for Water Rights in General Stream Adjudications, Op. Solicitor, Dep’t of Interior, 97 I.D. 21 at 25; 1989 I.D. LEXIS 101, 13 (July 6, 1989) (“Interior Solicitor Op.”), attached as Ex. 1. The Interior Solicitor concluded that the landowners have “a vested property interest in the water right.” Id. According to the United States Supreme Court, “[c]onsiderable weight must be accorded to these interpretations of the Reclamation Act by the agency charged with its operation.” California v. United States, 438 U.S. 645, 676 n.30 (1978) (citations omitted).

Finally, in 1957, Congress consented to the Klamath River Basin Compact, thereby recognizing the vested property rights of the beneficial users of the project water. Klamath River Basin Compact, art. XIII(B)(1) (“The United States shall recognize and be bound by the provisions of subdivision A of Article III.”); art. III(A) (“There are hereby recognized vested rights to the use of waters originating in the Upper Klamath River Basin validly established and subsisting as of the effective date of this compact under the laws of the state in which the use or diversion is made, including rights to the use of waters for domestic and irrigation uses within the Klamath Project.”).  The federal government also agreed that it would not impair the water rights of the water users without payment of just compensation. Id. at art. XIII(B)(2) (“The United States shall not, without payment of just compensation, impair any rights to the use of water for use (a) or (b) [domestic or irrigation] within the Upper Klamath River Basin . . . .”).  

In the face of such overwhelming precedent to the contrary, defendant claims no obligation to pay plaintiffs for the Klamath Project water it refused to release to them in 2001,[1] claiming that this water was necessary to protect three species of fish listed as threatened or endangered under the Endangered Species Act.       

Accordingly, plaintiffs, fourteen government agencies in the Klamath River Basin , on behalf of approximately 1,400 farm families that own approximately 200,000 acres of farm and ranch land (including land that has been irrigated with water from the Klamath Project for a century) and the individually named plaintiffs seek relief from this Court.[2]  As there are no material facts in dispute regarding the liability issues raised in this motion, plaintiffs ask this Court to grant their motion for partial summary judgment.

PROCEDURAL BACKGROUND

            Plaintiffs filed their complaint on October 11, 2001 .  Defendant filed its answer on December 10, 2001 .  On May 10, 2002 , defendant filed a motion to stay plaintiffs’ claims pending the Klamath Basin Adjudication.  Plaintiffs filed their opposition on June 14, 2002 .  On March 20, 2003 , the Court granted plaintiffs’ motion to amend the complaint, adding a claim for breach of contract. On April 24, 2003 , the parties filed a joint status report and on May 5, 2003 , the Court heard oral argument on defendant’s motion to stay, and the parties’ status reports.  On May 12, 2003 , the Court entered a scheduling order for briefing on a motion for partial summary judgment. 

 FACTUAL AND STATUTORY BACKGROUND

The Klamath Project, which straddles the southern Oregon and northern California borders, supplies irrigation water for beneficial use on farms and ranches located in Klamath River Basin, Historic Operation at 5, Ex. 3; see also Map and Factual Data on the Klamath Project (Bureau of Reclamation Sept. 2000) (hereinafter “Map and Factual Data ”) (attached as Ex. 4).   The Klamath Project area includes 240,000 acres of irrigable lands.  (There are also national wildlife refuge lands within the Klamath Project area.) Historic Operation at 1, 6, Ex. 3.   176,000 of the 240,000 total irrigable lands within the Klamath Project receive their water from the Klamath River system that is stored in the Upper Klamath Lake . The remaining 60,000 acres are irrigated with water stored in Clear Lake Reservoir and Gerber Reservoir, and delivered through the Lost River system. In 2001, water deliveries from Clear Lake and Gerber Reservoir were not curtailed, and are not part of this lawsuit.  Only the 176,000 acres of land in the western portion f the Klamath Project, which are irrigated with water from the Upper Klamath Lake , had their water withheld in 2001. [Ganong Declaration ?]

“Gross crop value for 1999 was estimated at over 104 million dollars.  Principal crops raised on the Project include alfalfa, irrigated pasture, small grains, potatoes, onions, sugar beets, and miscellaneous crops. Wildlife benefits derived from Project operations include over 20,000 acres of seasonal and permanent marsh.” Historic Operation at 6-7, Ex. 3.

Under the direction of the U.S. Bureau of Reclamation (Bureau), Upper Klamath River water in stored in the Upper Klamath Lake behind the Link River Dam.  The Link River Dam a concrete structure that holds water in the lake, located at the head of the Upper Klamath River . When the Bureau opens the gates of the dam, water is released from the lake downstream to the Upper Klamath River . The Bureau of Reclamation also controls the head gates to the canals, which are several hundred yards upstream of the Link River Dam; they provide water to the Klamath Project lands.  [Ganong declaration] 

Although the ESA contemplates that the federal government will “acquire by purchase, donation or otherwise, lands, waters, or other interests therein” to protect endangered species 16 U.S.C. §1534 (a)(2) (West 1985 & Supp. 1998), in this case in 2001, in order to provide water to three species of fish it deemed threatened or endangered, the Bureau physically restrained the delivery of the Klamath Project water to the water users.  There was ample water in the Upper Klamath Lake to meet the needs of the irrigators in 2001.  [cite to declarations]  By imposing what it calls “reasonable and prudent alternatives” on the Klamath Project, the Bureau locked the head gates to the canals, physically barring the release of the water to plaintiffs. [cite]  Defendant physically locked the head gate of the A Canal and the head gate of the Klamath Drainage District’s North Canal and Ady Canal .  Fences were constructed and federal Marshalls were posted at the A Canal head gates. [cite]

        I.          The Klamath Project, Bought And Paid For By The Klamath Basin Water Users, Was

                    Constructed By The Federal Government In Order To Provide Irrigation Water For

                    Klamath Basin Farmers And Ranchers           

Authorized in 1905, the Klamath Project was one of the first water projects constructed under the Reclamation Act of 1902. In the Reclamation Act, “Congress set forth on a massive program to construct and operate dams, reservoirs, and canals for the reclamation of the arid lands in 17 Western states.”  California v. United States , 438 U.S. 645, 650 (1978).  The Reclamation Act requires that the water project be financially self-sufficient: “A revolving fund was established with moneys received from the sale of public lands, and the Secretary of Interior was directed to survey the west and located and construct irrigation projects, opening up the improved lands to settlement under the homestead laws . . . . Construction costs were to be repaid into the fund by the settlers and landowners in ten annual installments without interest.” Frank J. Trelease, Reclamation Water Rights, 32 ROCKY MTN. L. REV. 464, 465 (1960).

Irrigation districts were created under state law as governmental agencies to assume the delivery obligations to individuals who had contracted directly with the United States for Klamath Project water and to distribute water to all eligible landowners within their borders, and to collect and pay to the United States the operation and maintenance expenses incurred by the Bureau in operating the Klamath Project facilities that the Bureau operates (e.g., Clear Lake Dam, Malone Dam, the Klamath Straits Drains). See Cal. Water Code §§ 20500-29978 (2003); Or. Rev. Stat. §§ 545.001-545.990 (2003). Beginning in 1918, Reclamation entered into contracts with each of the plaintiff irrigation districts to provide for the repayment of the construction and maintenance costs:

The contracts specify an acreage to be covered by the water right granted, and in most cases, do not specify an amount of water relying on beneficial use for the amount of water used. The contracts are all written in perpetuity.

 

In all, over 250 contracts for water service are administered either directly or through irrigation districts on the Klamath Project. Contracts also cover the operation of the facilities owned by the United States that were transferred to the water users for operational responsibility. Irrigation Districts that fall into this category are Klamath Irrigation District, Tule Lake Irrigation District . . . .

 

Historic Operation at 31; see also Historic Operation at App. C at C-1―C-2, Ex. 3. [check accuracy of quote—add brackets if necessary to include the language not in original quote]

The majority of the water repayment and delivery contracts in this case state: “The United States agrees that . . . it will deliver to the District during the irrigation season . . . a supply of water out of storage . . . .  The amount of water to be delivered . . . shall not be in excess of the amount that can be used beneficially for the irrigation of lands in the District . . . and in no event to exceed the amount that can be used beneficially for 27,500 acres of irrigable land within the District boundaries.” See, e.g., Amendatory Contract between U.S. Bureau of Reclamation and Klamath Drainage District at ¶ 14 (1943) (attached as Ex. ___).

In this case, all plaintiffs have long since repaid their portion of the allocated cost of constructing the Klamath Project facilities.  Only Plaintiffs Klamath Irrigation District and Tulelake Irrigation District operate and maintain facilities owned by the United States .  All the other plaintiff irrigation districts own, operate, and maintain the facilities that deliver water to their water users. See David A. Solem Decl. ¶ ___, Ex. ___; Earl Danosky Decl. ¶ ___ , Ex. ___; Sam Henzel Decl. ¶ ___, Ex. ___.  In addition, all plaintiffs have also made their annual operation and maintenance payments to the United States , in compliance with their operation and maintenance contracts.  Id.    The irrigation districts collect these sums from individual the water users pursuant to state law. See Or. Rev. Stat. § 545.391.

II.  Plaintiffs Were Entitled To Delivery Of All The Klamath Project Water They Could Beneficially Use In 2001

Plaintiffs all hold water rights that entitle them to receive all the water from the Klamath Project that they can beneficially use. (In 2001, plaintiffs were entitled to an ascertainable quantity of water.) In western water law, any right to the use surface water for irrigation water is appurtenant to the land, subject to beneficial use.  See Nevada v. United States, cite and quote. Likewise, the Reclamation Act states that the water rights in a Reclamation project are appurtenant to the land:

[block quote and cite Section 8 of the Reclamation Act]

In this case, plaintiffs have vested water rights appurtenant to their land, and they are thus entitled to all the water in the Klamath Project that they can beneficially use. [cite to all of the relevant declarations.

            III.       To Protect Three Species Of Listed Fish, Defendants Took The Klamath Project Water That Plaintiffs Were Entitled To In 2001

The purpose of the Endangered Species Act (ESA), 16 U.S.C. §§1531-1544 (West 1985 & Supp. 1985, is to protect and recover fish, wildlife, and plant species that are threatened with extinction. See 16 U.S.C § 1531(b) (2003).  The Act provides a mechanism for designating (or listing) species as either endangered or threatened. Id. at §§ 1533 and 1532(6) (20).  Either the Secretary of Commerce, through the National Marine Fisheries Service (NMFS) (which has jurisdiction over anadromous fish species), or the Secretary of the Interior, through the Fish and Wildlife Service (FWS) (which is responsible for fresh water fish species), have responsibility for listing decisions, which occur through rulemaking. Id. at § 1533. 

Section 4 of the ESA provides that the Secretary “is authorized to acquire by purchase, donation, or otherwise, lands, water, or interest therein . . . .”  16 U.S.C. § 1534 (Supp. 2003).  Section 7 of the ESA imposes a duty upon all federal agencies to consult with FWS and NMFS to ensure that their actions are “not likely to jeopardize the continued existence of any endangered species or threatened species . . . .” Id. at § 1536 (a)(2). Section 9 of the Act prohibits the “take” of any species listed as endangered or threatened, which is defined to include harassing, harming, pursing, wounding or killing. Id. at § 1538. 

The ESA grants defendant broad authority to regulate activities that could affect species of animals listed as endangered or threatened.  [cite]  For purposes of this motion, plaintiffs concede that defendant had the authority to retain water in the Link River Dam or to release water to the [           ] if defendant deemed it necessary to protected species protected by the ESA. [cite]

In this case, exercising its authority under the ESA, in February 2001, Reclamation issued a biological assessment with respect to the operation of the Klamath Project, proposing that water would be available for delivery to Klamath Project irrigators and wildlife refuges, in accordance with historical practice.  [cite BA.,]  Reclamation, however, directed irrigation water users not to take water until the FWS and NMFS had completed their biological opinions.  [Decs]. On April 5, 2001 FWS and on April 6, 2001, NMFS issued biological opinions with respect to the operation of the Klamath Project on coho salmon and suckers, respectively.  Each agency found that the proposed action of water delivery was likely to jeopardize the continued existence of the species. The agencies, however, identified “reasonable and prudent alternatives” (RPAs) that in their opinion would avoid jeopardy. See Biological/Conference Opinion Regarding the Effects of Operation of the Bureau of Reclamation’s Klamath Project On the Endangered Lost River Sucker, Endangered Shortnose Sucker, Threatened Bald Eagle, and Proposed Critical Habitat for the Lost River/Shortnose Suckers, Klamath Falls Fish & Wildlife Office (Fish & Wildlife Service Apr. 5, 2001); Biological Opinion, Ongoing Klamath Project Operations (National Marine Fisheries Service Apr. 6, 2001). These RPAs included that Reclamation provide mainstream Klamath River flows and Upper Klamath Lake elevations much higher than would have resulted under Reclamation’s proposed operations plan. 

As a result, Reclamation concluded that, to maintain both the river flow and Upper Klamath Lake elevations identified as RPAs under the ESA would result in no water delivery to plaintiffs in 2001. [cite]  Reclamation adopted these RPAs and on April 6, 2001 , announced that there would be zero water delivered to plaintiffs from Upper Klamath Lake , although there was ample water in the Upper Klamath Lake to meet the plaintiffs’ need for water in 2001. [cite] Although in late July and early August Reclamation released approximately 70,000 acre feet of water to the Project, or roughly 15 percent of plaintiffs’ average annual water use, this was too little and too late to allow plaintiffs to produce crops. [cite]

STANDARD OF REVIEW

“[A] motion for summary judgment will be granted if, after drawing all reasonable inferences in favor of the non-movant, there is no genuine issue as to any material fact and the moving party is entitled to judgment as a matter of law. Charter FSB v. United States , 54 Fed. Cl. 120 (2002) (citing Eagle Comtronics, Inc. v. Arrow Commun. Labs, Inc., Nos. 01-1544, 01-1591, 2002 U.S. App. LEXIS 19150, at *1, 17 (Fed. Cir. Sept. 12, 2002 ) (citing Anderson v. Libery Lobby, Inc., 477 U.S. 242, 247-248 (1986)) (other citations omitted).   “The ‘summary judgment procedure is properly regarded not as a disfavored procedural shortcut, but rather as an integral part of the Federal Rules as a whole, which are designed ‘to secure the just, speedy and inexpensive determination of every action.’” Id. (quoting Brubaker Amusement Co. v. United States, 304 F.3d 1349, 1356 (Fed. Cir. 2002) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986)) (other citations omitted).

ISSUES PRESENTED

  1. Do plaintiff irrigation districts have standing to bring these claims?

 

  1. Did defendant’s refusal to release Klamath Project water to plaintiffs in 2001 unconstitutionally take their water rights without just compensation?

REASONS FOR GRANTING PLAINTIFFS’

MOTION FOR PARTIAL SUMMARY JUDGMENT

I.          Plaintiff Irrigation Districts Have Standing To Bring These Claims  

Rule 17 of the Rules of this Court provides:

Every action shall be prosecuted in the name of the real party in interest.  An executor, guardian, bailee, trustee of an express trust, a party with whom or in whose name a contract has been made for the benefit of another, or a party authorized by statute may sue in that person’s own name without joining the party for whose benefit the action is brought.  

 RCFC 17(a).  Plaintiff irrigation districts are entitled to bring this suit in three capacities:  (1) as government agencies authorized by state law to bring such suits; (2) as trustees for their water users; and, (3) as parties to contracts with Reclamation made for the benefit of their water users.

First, the plaintiff districts are government agencies specifically authorized under Oregon and California law, respectively, to bring suit on behalf of their water users. See Shasta View Irrigation Dist. v. Amoco Chems. Corp., 986 P.2d 536, 552 (Or. 1999) (“[I]rrigation districts are created by legislative enactment as ‘agencies of the state for a particular purpose. . . .’”); Or. Rev. Stat. § 545.225 (2001 & Supp.2002) (authorizing irrigation districts to “(a) Enter into contracts … to and for the purposes expressed in the Irrigation District Law. (b) Institute and maintain all actions and proceedings, suits at law or in equity necessary or proper in order to fully carry out the Irrigation District Law, or to enforce, maintain, protect or preserve rights, privileges and immunities created by the Irrigation District Law, or acquired in pursuance of the Irrigation District Law.”); see also Cal. Water Code § 20570 (2003) (“[D]istricts are state agencies formed and existing for governmental purposes.”); Cal. Water Code § 22075 (2003) (“A district may do any act necessary to furnish sufficient water in the district for any beneficial use.”); Cal. Water Code § 22230 (2003) (“A district may make and perform any necessary contracts to carry out the purposes of the district”); Cal. Water Code § 22654 (2003) (stating the district “may commence . . . any action or proceeding involving or affecting the ownership or use of waters or water rights within the district used or useful for any purpose of the district or of benefit to any land.”).

Second, the courts of Oregon and California have uniformly recognized that an irrigation district acts as trustee for its water users. See Smith v. Enterprise Irr. Dist., 85 P.2d 1021, 1024 (Or. 1939) (“The relationship between an irrigation district and its constituent landowners as to the water rights and other property of such district is that of trustee and cestuis que trustent.”); see also Ivanhoe Irrigation Dist. v. All Parties, 306 P.2d 824, 840 ( Cal. 1957) (“It has long been the established law of the state that an irrigation district is trustee for the landowners within the district . . . .”).

As trustee for its water users, the irrigation district may bring suit to defend their right to receive water:

[W]here individual appropriators do not surrender their rights to a corporation which is organized merely to facilitate distribution of the water among them, there exists such a privity of estate as to enable it to defend in their behalf in litigation affecting their rights to the use of the water. The reason for this holding is found by analogy in the provision of our statute allowing a trustee of an express trust to sue without joining with him his cestui que trust. 

Caviness v. La Grande Irr. Co. , 119 P. 731, 736-37 (Or. 1911); see also First Fidelity Bank, N.A. v. First Interstate Bank, N.A., 716 F. Supp. 1359, 1360 (D. Or. 1989) (“A trustee has the right to assert claims on behalf of the trust, and the beneficiaries to the trust need not be joined in the lawsuit.”) (citations omitted).

Finally, the Federal Circuit has held that the water users are the intended third party beneficiaries of these reclamation contracts.  In H.F. Allen Orchards v. United States, 749 F.2d 1571 (Fed Cir. 1984), at issue was a term of a consent decree that had been entered as settlement of a suit brought by irrigation districts for declaratory relief to determine the obligation of the Bureau to deliver water to the Sunnyside Irrigation District and to determine the respective waters of all the users of the Yakima River. Following a drought year during which the Bureau delivered only 70 percent of the water users irrigation water to them, the farmers sued the United States , alleging that the United States had breached its contracts with the irrigation districts.  The Court of Claims held that only the irrigation districts were entitled to represent the individual farmers, holding that the individual farmers had no standing to sue:

The major fallacy in the plaintiffs’ reasoning is that it ignores the fact that in incorporating the districts to contract on behalf of their members collectively with respect to their water rights, the members exchanged their rights to enforce and protect their individual interests for interests in the public corporations, in the same way that members or shareholders generally do when they combine their interests in to membership or business corporation.  . . . if each member were entitled to sue individually for  an alleged breach affecting all, irrespective of whether the corporation or a majority of the members thought there was such a breach, it would authorize multitudinous litigation . . . .  

H.F. Allen Orchards v. United States , 4 Cl. Ct. 601, 609 (1984).  See also Tulare v. United States [ fix case name and cite—isn’t there a footnote on the standing of the irrigation districts that we can cite?]  

The Federal Circuit disagreed, concluding that both the irrigation districts, which “act as a surrogate for the aggregation of farmers,” and the farmer, as third-party beneficiaries of the contracts, have standing to sue the United States under the contracts:

It is undisputed that appellants have a property right in the water to the extent of their beneficial use thereof. The irrigation districts, which contracted with the Bureau, act as a surrogate for the aggregation of farmers. They use no water themselves.  The farmers ultimately pay for all the services which the government supplies.  It is clear that the appellants, owners of the property at issue, the water, also are intended third-party beneficiaries of the 1945 Consent Decree. Under the rules of the Claims Court “every action shall be prosecuted in the name of the real party in interest.” Here the farmers, owners of the water and beneficiaries of the irrigation projects, are the true parties in interest. 

H.F. Allen Orchards v. United States, 749 F.2d 1571, 1576 (Fed Cir. 1984) (citations omitted).[3]

Thus, the plaintiff irrigation districts thus have triple standing to bring this claim on behalf of their water users:  as trustees for the water users, as contractors for the benefit of the water users, and as parties specifically authorized by statute to bring suit on behalf of their water users.  Any of these three statuses suffices to grant standing to the irrigation districts in this case, mooting the need to join the individual water users (whether by class action or individually), thereby avoiding multitudinous litigation.

II.        Plaintiffs Have a Constitutionally Protected Property Right in the Klamath Project Water

Even defendant agrees that plaintiffs have a beneficial interest in the right to use of water from the Klamath Basin Project.[4] See, e.g., Joint Status Report at 24 ( Apr. 24, 2003 ) (“Defendant agrees that the landowners who receive irrigation water from the Klamath Project have a beneficial interest in the Klamath Project water.”).  This beneficial interest is a vested property right that is appurtenant to the land.[5]  Here, the landowners, the individual plaintiff water users represented by the irrigation districts, were entitled to a certain quantity of water in 2001, and that entitlement is “property” within the meaning of the Fifth Amendment’s just compensation clause, water that defendant denied them in 2001 under the authority of the Endangered Species Act, 16 U.S.C. §§ 1531-1544 (2003).    

A.  The Supreme Court Has Consistently Held That Reclamation Act Water Users, Such as Plaintiffs, Have Vested, Constitutionally Protected Property Rights, Appurtenant To Their Land.    

In a string of cases beginning in 1937, the United States Supreme Court has established that, even where title to Reclamation project water rights is vested in the United States by state law, the project’s water users hold a beneficial right to the use of the water, which the court consistently identifies as a property right.[6]

In the seminal case of Ickes v. Fox, 300 U.S. 82 (1937), Reclamation Project water users sued to enjoin the Secretary of Interior from refusing to deliver more than three acre feet of water unless they paid an additional charge over the sum stated in their reclamation contracts.  The Secretary moved to dismiss on the ground that the United States , as owner of the Yakima Project water rights, was an indispensable party and was immune from suit. 

Although a stream water rights adjudication was then underway in Washington State , the Court flatly rejected the United States ’ claim that plaintiffs lacked any right in the project water:

Respondents had made all stipulated payments and complied with all obligations by which they were bound to the government, and, long prior to the issue of the notices and orders here assailed, had acquired a vested right to the perpetual use of the waters as appurtenant to their lands.  Under the Reclamation Act, as well as under the law of Washington , “beneficial use” was “the basis, the measure, and the limit of the right.”

* * *

Although the government diverted, stored, and distributed the water, the contention of petitioner that thereby ownership of the water or water-rights became vested in the United States is not well founded.  Appropriation was made not for the use of the government, but, under the Reclamation Act, for the use of the landowners; and by the terms of the law and of the contract already referred to, the water rights became the property of the landowners, wholly distinct from the property right of the government in the irrigation works.  The government was and remained simply a carrier and distributor of the water, with the right to receive the sums stipulated in the contracts as reimbursement for the cost of construction and annual charges for operation and maintenance of the works.  As security therefore, it was provided that the government should have a lien upon the lands and the water rights appurtenant thereto‑‑a provision which in itself imports that the water rights belong to another than the lienor, that is to say, to the landowner.

Id. at 94 (citations omitted).

The court noted that the Reclamation water right was appurtenant to the land:

[I]t long has been established law that the right to the use of water can be acquired only by prior appropriation for a beneficial use; and that such right when thus obtained is a property right, which, when acquired for irrigation, becomes, by state law and here by express provision of the Reclamation Act as well, part and parcel of the land upon which it is applied.

Id. at 95-96 (citations omitted).

Finally, the court concluded that the water users’ property right was vested:

The fallacy of the contention is apparent, because the thus‑far undenied allegations of the bill, as already appears, demonstrate that respondents have fully discharged all their contractual obligations; that their water rights have become vested; and that ownership is in them and not in the United States. 

Id. at 96-97 (citations omitted).

In Nebraska v. Wyoming, 325 U.S. 589 (1945), which was an original proceeding in the Supreme Court to apportion the waters of the Platt River among Nebraska, Wyoming and Colorado, the United States intervened to claim title to water rights allegedly appropriated for the North Platt and Kendrick Reclamation Projects.  Rejecting the United States ’ claim, the Supreme Court began by quoting with approval from Ickes v. Fox, stating:

The property right in the water right is separate and distinct from the property right in the reservoirs, ditches or canals.  The water right is appurtenant to the land, the owner of which is the appropriator.  The water right is acquired by perfecting an appropriation, i.e., by an actual diversion followed by an application within a reasonable time of the water to a beneficial use.  Indeed [Section] 8 of the Reclamation Act provides as we have seen that “the right to the use of water acquired under the provisions of this Act shall be appurtenant to the land irrigated, and beneficial use shall be the basis, the measure, and the limit of the right.”

 

* * *

 

Though we assume arguendo that the United States did own all of the unappropriated water, the appropriations under state law were made to the individual landowners pursuant to the procedure which Congress provided in the Reclamation Act.  The right so acquired are as definite and complete as if they were obtained by direct cession from the federal government.  Thus even if we assume that the United States owned the unappropriated rights, they were acquired by the landowners in the precise manner contemplated by Congress.

 

                                                            * * *

 

The rights of the United States in respect to the storage of water are recognized.  So are the water rights of the landowners.  To allocate those water rights to the United States would be to disregard the rights of the landowners. 

 

Id. at 614-16 (citations omitted).

In Nevada v. United States, 463 U.S. 110 (1983), the United States sued 3,800 water users in the Newlands Reclamation Project to establish water rights for the Paiute tribe of Indians.  The district court dismissed on res judicata grounds, since the United States had years earlier sued jointly on behalf of both the tribe and the Newlands water users and established their water rights through a consent decree (the Orr Ditch decree).  The Ninth Circuit reversed, holding that the tribe and the water users were not sufficiently adverse to invoke res judicata, since both were represented the United States (in whose name the water rights were confirmed).  Reversing the Ninth Circuit, the Supreme Court held that the government could not shift water from irrigation to tribal purposes simply because it held legal title to the water rights:

We are bound to say that the Government’s position, if accepted, would do away with half a century of decided case law relating to the Reclamation Act of 1902 and water rights in the public domain of the West.

Id. at 121 (citations omitted).

            The Supreme Court concluded that, “[i]t is undisputed that the primary purpose of the Government in bringing the Orr Ditch suit [a judicial water adjudication] in 1913 was to secure water rights for the irrigation of land that would be contained in the Newlands Project, and that the Government was acting under the aegis of the Reclamation Act of 1902 in bringing that action.” Id.   The court went on to hold that:

In the light of these cases, we conclude that the Government is completely mistaken if it believes that the water rights confirmed to it by the Orr Ditch decree in 1944 for use in irrigating lands within the Newlands Reclamation Project were like so many bushels of wheat, to be bartered, sold, or shifted about as the Government might see fit. Once these lands were acquired by settlers in the Project, the Government’s “ownership” of the water rights was at most nominal; the beneficial interest in the rights confirmed to the Government resided in the owners of the land within the Project to which these water rights became appurtenant upon the application of Project water to the land. 

Id. at 126.

            Any contention of defendant that plaintiffs lack a property right in the use of Klamath Project water is thus foreclosed by more than half a century of Supreme Court precedent, not to mention the Federal Circuit’s holding that “[i]t is undisputed that appellants have a property right in the water to the extent of their beneficial use thereof.”  H. F. Allen Orchards v. United States , 749 F.2d 1571, 1576 (Fed. Cir. 1984).

B.  Defendant, Including the Agency Charged With Administering the Reclamation Act, Has Repeatedly Stated That Reclamation Project Water Users Have Vested, Constitutionally Protected Property Rights In the Klamath Project Water  

These interpretations of the Reclamation Act, issued by the agency charged by Congress with administering that statute, are entitled to deference by this Court. According to the U.S. Supreme Court, “[c]onsiderable weight must be accorded to these interpretations of the Reclamation Act by the agency charged with its operation.” California v. United States, 438 U.S. 645, 676 n. 30 (1978) (citations omitted).  In addition, the federal government is bound by the terms of the Klamath River Basin Compact, which it consented to by an Act of Congress and was signed into by law by President Eisenhower on August 30, 1957 . See Pub. Law 85-222, 71 Stat. 497 (Aug. 30, 1957); see also New Jersey v. New York, 523 U.S. 767, 811 (1998) (holding that Congressional consent transforms an interstate compact into a law of the United States, and that “‘no court may order relief inconsistent with its express terms, no matter what the equities of the circumstances might otherwise invite.’”) (citation omitted).

In 1956, the Comptroller General of the United States issued a decision regarding a controversy over the nature of the Klamath Project water users’ water rights. The Comptroller General stated:

At the outset, it is clear that the United States by filing with the state of Oregon notices of intent to appropriate and thereafter impounding  the waters did not--- as appears to be contended by the Bureau--- become the owner of the water in its own right.  That is recognized in the Reclamation Act itself.  

Dec. of Comptroller General, No. B-125866, 1956 U.S. Comp. Gen. LEXIS 3071 at *1, 10-11 (Sept. 4, 1956).      

In 1989, the Solicitor for the U.S. Department of Interior wrote a legal opinion to the Secretary of the Interior concluding that “[t]he Supreme Court has determined that for water rights obtained by the Bureau in the name of the United States, the water user who puts the project water to beneficial use obtains a vested property interest in the water right.” Interior Solicitor Op. at 25, Ex. ___.  The Solicitor’s 1989 opinion comprehensively analyzes the property right in the water user arising from beneficial use of the water: 

The Supreme Court has determined that for water rights obtained by the Bureau in the name of the United States , the water user who puts the project water to beneficial use obtains a vested property interest in the water right.

* * *

Since Ickes v. Fox, the principal that the proprietary interest in the project water right is in the project water users who put the water to beneficial use has been reaffirmed by the Supreme Court on two occasions. In Nebraska v. Wyoming, 325 U.S. 589 (1945), the Court, after quoting the passage from Ickes v. Fox quoted above, found that individual landowners who had put the project water to beneficial use, thereby “perfecting” the water right obtained by the United States, had “become the appropriators of the water rights, the United States being the storer and the carrier.” 325 U.S. at 615.

* * *

Finally, in Nevada v. United States, [463 U.S. 110 (1983)], the Supreme Court addressed Government arguments that water decreed to the United States for the Newlands reclamation project in Nevada could be reallocated to an Indian reservation:

In the light of these cases, we conclude that the Government is completely mistaken if it believes that the water rights confirmed to it by the Orr Ditch decree in 1944 for use in irrigating lands within the Newlands Reclamation Project were like so many bushels of wheat, to be bartered, sold, or shifted about as the Government might see fit. Once these lands were acquired by settlers in the Project, the Government’s “ownership” of the water rights was most nominal; the beneficial interest in the rights confirmed to the Government resided in the owners or the land within the Project to which these water rights became appurtenant upon the application of Project water to the land. 463 U.S. at 126.

* * *

With the issuance of Nevada v. United States, the Supreme Court, conclusively reaffirmed the concept that beneficial ownership of reclamation project water right is in the water users who put the water to beneficial use.

Interior Solicitor Op. at 25-27, Ex. ___.

In a 1995 legal opinion, the Regional Solicitor for the Department of Interior likewise concluded that Reclamation has an obligation to deliver the Klamath Project water to the water users:

Reclamation has an obligation to deliver water to the project water users in accordance with the project water rights and the contracts between Reclamation and the water user (which may be through a water district) subject to the availability of water. Reclamation must protect the rights of the users of project water, see Filing of Claims for Water Rights in General Stream Adjudications, M-36966, 97 I.D. 21 (July 6, 1989), and cannot “ignore . . . the obligations that necessarily devolve upon it from having mere title to water rights for the [project], when the beneficial ownership of these water rights resides elsewhere.” Nevada v. United States , 463 U.S. at 127. 

1995 Regional Solicitor Op. at 7, Ex. ___.

Most recently, Reclamation stated in its 2002 Biological Assessment for the Klamath Project:

The beneficial interest in the Project water right is in the water users who put the water to beneficial use. Nevada v. United States , 463 U.S. 110 (1983).  In Oregon , as in most western states, a water right is obtained through appropriation followed by application within a reasonable time to beneficial use.  See ORS 539.010.  Likewise, Oregon law (as well as California law) is similar to the laws of most other western states in that actual application of the water to the land is required to perfect a water right for agricultural use.  See ORS 539.010 et seq.; Cal Water Code 1240. (other citation omitted). Federal law concerning Reclamation projects, which is consistent with Oregon law, also provides that the use of water acquired under the Act “shall be appurtenant to the land irrigated, and beneficial use shall be the basis, measure, and the limit of the right.”  43 U.S.C § 372.   

 

Final Biological Assessment, The Effect of Proposed Actions Related to Klamath Project Operation ( April 1, 2002-March 31, 2012) on Federally Listed Threatened and Endangered Species at 4 ( Feb. 25, 2002 ) (hereinafter “Final Biological Assessment”) (attached as Ex. 9).  

            Congress, in ratifying the Klamath Basin Compact, also recognized and agreed to be bound by the vested property rights of plaintiffs.  The Klamath River Basin Compact, consented to by Congress and signed by President Eisenhower in 1957, provides that: 

There are hereby recognized vested rights to the use of waters originating in the Upper Klamath River validly established and subsisting as of the effective date of this compact under the laws of the state in which the use or diversion is made, including rights to the use of waters for domestic and irrigation uses within the Klamath Project.

 

Klamath River Basin Compact, art. III(A), Pub. Law 85-222 (1957).  Congress went on to confirm that plaintiffs’ Klamath Project water rights are property, and to reaffirm defendant’s duty to pay just compensation for those rights:

The United States shall not, without payment of just compensation, impair any rights to the use of water for use (a) [domestic] or (b) [irrigation] within the Upper Klamath River Basin by the exercise of any powers or rights to use or control water . . . .  

Klamath River Basin Compact, art. XIII(B)(2), Pub. Law 85-222 (1957).

II.        The Taking of Plaintiffs’ Vested Water Rights in 2001, Without Payment of Just Compensation, Constitutes a Per Se Violation of the Just Compensation Clause

The taking of water rights is analyzed for Fifth Amendment purposes as a physical appropriation, or as a per se taking:  

In the context of water rights, a mere restriction on use—the hallmark of a regulatory action—completely eviscerates the right itself since plaintiff’s sole entitlement is to the use of the water.  See Eddy v. Simpson, 3 Cal. 249, 252-253 (1853) (“the right of property in water is usufructuary, and consists not so much of the fluid itself as the advantage of its use.”).  Unlike other species of property where use restrictions may limit some, but not all of the incidents of ownership, the denial of a right to the use of water accomplishes a complete extinction of all value.

 

* * *

To the extent, then, that the federal government, by preventing plaintiffs from using the water to which they would otherwise have been entitled, have rendered the usufructuary right to that water valueless, they have thus effected a physical taking.

 

Tulare Lake Basin Water Storage District v. United States , 49 Fed. Cl. 313, 319 (2001).  In Ball v. United States, 1 Cl. Ct. 180 (1982), private well-water rights were taken by construction of a Navy water retention facility that decreased groundwater flows.  In evaluating the claim for just compensation, the Claims Court held: “In general terms, water rights in surface waters, whether riparian or appropriative, constitute property, and, under familiar principles, cannot be taken ‘except for the public use and upon payment of just compensation.’” Id. at 183 (quoting 2 Nichols on Eminent Domain § 5.79, 5-302 (Rev. 3d ed. 1981) (other citations omitted); see generally Scott Slater, 1 California Water Law and Policy, §9.07, at 9-46-9-51 (1995) (“There seems to be little doubt that where governmental action results in a physical interference with private property rights in water, the payment of compensation is required.”).

In this case, for almost 100 years, except in the drought years of 1992 and 1994, plaintiffs received all of the irrigation water they could be beneficially used.  In February 2001, Reclamation issued a biological assessment with respect to the operation of the Klamath Project, proposing the release to plaintiffs of all the water they could beneficially use. [cite] Reclamation, however, directed irrigation water users not to take water until after the FWS and NMFS had completed their biological opinions. [Solem Declaration] 

On April 6, 2001 , the NMFS and FWS issued their biological opinions with respect to the operation of the Klamath Project on Coho salmon and Lost River and Shortnose suckers, respectively.  Each agency found that the proposed action of water delivery was likely to jeopardize the continued existence of the species. The agencies, however, identified “reasonable and prudent alternatives” (RPAs) to avoid jeopardy.   These RPAs required that Reclamation both provide greater flows of water for Klamath River (in order to benefit Coho salmon) and maintain higher elevations in the Upper Klamath Lake (in order to protect the Lost River and Shortnose suckers).  To do this, Reclamation concluded that it must deliver no water to plaintiffs in 2001.  Reclamation adopted these RPAs and on April 6, 2001 , announced that there would be no water delivered to plaintiffs from Upper Klamath Lake .  As a result of the significant public outcry from Reclamation’s refusal to deliver the Klamath Basin water users their irrigation water, in April 2001, Interior Secretary Norton came out the head gates and ordered the release of approximately 70,000 acre feet of water. Needless to say, the release of this small amount of water after the growing season was over was of no benefit to the water users. [Solem declaration]

Throughout the 2001 irrigation season, Upper Klamath Lake contained large quantities of water that should have been released to Klamath Project water users.  Constrained by the biological opinions, however, Reclamation maintained the Upper Klamath Lake level between 4,143.3 and 4,139.5 feet above sea level.  Further, Reclamation released flows down the Klamath River as required by the NMFS biological opinion much larger than the historical practice. Had Reclamation managed Upper Klamath Lake levels and downstream flows according to historic practices, Klamath Project water users would have received sufficient water to grow their crops. [Solem Declaration]

Defendant physically prohibited plaintiffs from accessing Klamath Project irrigation water from the Lake throughout the spring and summer of 2001 [Finding -]. To add insult to injury, defendant sent armed U.S. Marshals and other law enforcement personnel to guard the head gates of the A Canal.  Defendant constructed a security fence around the headgates, lighted with floodlights at night, and padlocked the mechanism itself.  [Finding -]. Although in late July and early August Reclamation released approximately 70,000 acre feet of water to the Project, this was too little and too late to allow plaintiffs to produce crops.  [Solem Declaration]

Upper Klamath Lake is a large, shallow body of water, with a surface area of approximately 77,500 acres when full.  [Finding]  Thus, a withdrawal of 77,500 acre feet of water drops the Lake ’s elevation by one foot.[7]  [Finding]  Water levels in Upper Klamath Lake are generally highest in the spring, just before the irrigation season begins, and lowest in the fall, when irrigation ceases and the crops are harvested.  [Finding -].  Historically, Upper Klamath Lake levels have ranged from a low of approximately 4,137 feet (above sea level) to a full pool of  4143.3 feet, providing storage for up to 486,800 acre feet of water.  [Finding].  Klamath Project water users have received about 350,000 to 400,000 acre feet of water per year to irrigate their crops, consisting of both stored water and natural flow. [Finding].  Never before in the history of the Klamath Project has the Bureau not released water to plaintiffs; indeed, past water shortages have been due to drought, such as in 1992 and 1994 when there was an inadequate supply of water in the Upper Klamath Lake .  [Finding]. 

The Supreme Court has left no doubt that when water is taken by the federal government, just compensation must be paid to the owner.  In Dugan v. Rank, 372 U.S. 609 (1963), the plaintiffs’ water rights were taken by virtue of the federal government’s construction of a dam as part of the Central Valley Project. Plaintiffs filed a complaint for trespass in state court. That case was ultimately dismissed but upon review, the Supreme Court noted:

[T]he United States was empowered to acquire the water rights of respondents by physical seizure . . . . such rights could be acquired by the payment of compensation “either through condemnation or, if already taken, through action [for just compensation] of the owners in the courts.”

Id. at 619 (quoting Ivanhoe Irrigation Dist. v. McCracken, 357 U.S. 275, 291 (1958)). The Dugan Court further remarked:  

[W]hen the Government acted here “with the purpose and effect of subordinating” the respondents’ water rights to the Project’s uses “whenever it saw fit,” “with the result of depriving the owner of its profitable use (there was) the imposition of such a servitude [as] would constitute an appropriation of property for which compensation should be made.”

Id. at 625 (citations omitted).

In Int’l Paper Co. v. United States, 282 U.S. 399 (1931), the government condemned the electricity output of a hydroelectric power company. In order to increase the production of the facility, the government took the water to which the downstream International Paper Company had the right to receive. International Paper sued in the Court of Claims under the Tucker Act for compensation under the Fifth Amendment but was denied relief. See Int’l Paper Co. v. United States , 68 Ct. Cl. 414 (1929).  Justice Oliver Wendell Holmes, writing for the Supreme Court reversing the Claims Court, held:  

The petitioner’s right was to the use of the water; and when all the water that it used was withdrawn from the petitioner’s mill and turned elsewhere by government requisition for the production of power it is hard to see what more the Government could do to take the use . . . .   [T]he Government purported to be using its power of eminent domain to acquire rights that did not belong to it and for which it was bound by the Constitution to pay.

Int’l Paper Co. v. United States, 282 U.S. at 407.

Finally, in United States v. Gerlach Live Stock Co., 339 U.S. 725 (1950), the Supreme Court upheld the Claims Court’s award of compensation under the 1902 Reclamation Act for the taking of water rights occasioned by construction of the Central Valley Project.  The Court flatly rejected the government’s argument that the government possessed the authority to divert water from the Central Valley Project without payment of just compensation simply by virtue of its status as dominant tenant of the navigation servitude:  

[W]e need not ponder whether, by virtue of a highly fictional navigation purpose, the Government could destroy the flow of a navigable stream and carry away its waters for sale to private interests without compensation to those deprived of them. We have never held that or anything like it . . . .

 

Id. at 737.

CONCLUSION

            For all of these reasons, plaintiffs ask this Court to grant their motion for partial summary judgment on liability.

                                                                        Respectfully submitted,  

                                                                        __________________________

                                                                        Roger J. Marzulla

                                                                        Nancie G. Marzulla

                                                                        MARZULLA & MARZULLA

1350 Connecticut Ave., N.W.

                                                                        Suite 410

                                                                        Washington, DC  20036

                                                                        202-822-6760

                                                                        202-822-6774 (fax)  

Dated:  July 7, 2003



[1] For purposes of this motion, plaintiffs limit their taking claim to their water rights taken in 2001.

[2] Pursuant to this Court’s Order of May 12, 2003, the parties conferred in an effort to reach an agreement on a stipulation as to the standing of the irrigation districts to sue on behalf of the individual water users in this case.  No agreement has been reached.

[3] Should the Court rule that the irrigation districts do not have standing to bring this suit on behalf of their water users, a class of individual water users themselves has been named as plaintiffs in this action.  

[4] In its order of May 12, 2003, this Court required that plaintiffs assume, for purposes of this motion, that legal title to the Klamath Project water be awarded to the United States (rather than plaintiffs).  The beneficial interest in the Klamath Project water right will remain with the Klamath Project water users, regardless of the outcome of the Adjudication. See 1956 Comptroller General  Op.;Tulare Lake Water Storage District  v. United States, 49 Fed. Cl. 313 (2001) (holding the government took the right to receive water although water right had not been confirmed by certificate or adjudicated).

[5] It is worth noting that neither plaintiffs nor the United States own any water, for the public in general is the owner of the water. See Or. Rev. Stat. § 537.110 (2001 & Supp. 2002) (“All water within the state from all sources of water supply belongs to the public.”).  What plaintiffs do own is the usufruct—i.e., the right to use a certain quantity of water―since they have put the water to beneficial use. See Washoe County v. United States, 319 F.3d 1320, 1322 (Fed. Cir. 2003) (“Although a water right is property subject to constitutional protection, it is usufructuary in nature, meaning that it is a ‘right to use’ water in conformance with applicable laws and regulations.”); Renken v. Young, 711 P.2d 954, 960 n.9 (Or. 1985) (“‘[I]t is the use of water, and not the water itself, in which one acquires property in general.’”) (citations omitted).

[6] Defendant appears to equate title to the Oregon water right (now the subject of the Klamath Basin Adjudication) with the concept of “property” under the Fifth Amendment.  While the Klamath Basin Adjudication is a creature of Oregon State law and governed by it, the definition of property is an issue of federal constitutional law, which looks to background principles of law (both state and federal).  See Lucas v. South Carolina Coastal Council, 505 U.S. 1003, 1030 (1992) (holding that the Court had made “traditional resort to ‘existing rules or understandings that stem from an independent source such as state law’ to define the range of interests that qualify for protection as ‘property’ under the Fifth and Fourteenth Amendments . . . .”); Hage v. United States, 35 Fed. Cl. 147, 159-60 (1996) (holding that this Court may determine if plaintiffs have a property interest in water although stream water adjudication was underway in state court).   

[7] An acre foot is the traditional measurement used for irrigation water, and is the amount of water necessary to cover an acre of ground (43,560 square feet) one-foot deep. 

 

 

 

 

Hit Counter